Registered Investment Advisors

Errors and Omissions Insurance

Errors and Omissions (E&O) coverage provides financial protection from damages and expenses (such as legal fees and court costs) arising out of allegations of the negligent acts, errors or omissions of the Registered Investment Advisor (RIA).  With our in-house underwriting capabilities, we offer one of the most competitively priced and comprehensive RIA E&O policies available in the insurance industry today.  Coverage is written through an A (Excellent) rated carrier.

The financial impact of an E&O suit on a company can be devastating and can potentially wipe out corporate and personal assets.  Even if the allegations prove to be groundless, you could still incur substantial legal defense costs.  Fox Point Programs is here to help.

Fox Point offers:

• Multiple Limit and Deductible Options*
• Duty to Defend Policy Provision*
• Cost of Corrections coverage provided (subject to separate sub-limit)
• Coverage is portable - the insurance protection remains in force even if you change jobs
• Policies are issued on an individual basis. There are no shared aggregates (found in many group plans)
• Coverage options starting at $1,250.00 (includes all applicable taxes and fees)

*Some restrictions may apply

Relevant Applications

*Applications are best viewed using Internet Explorer. Please download application to your workstation before completing.

RIA Standard Application